How To Invest

How To Invest

Maxam Arbitrage Fund

The Maxam Arbitrage Fund is available to all investors. 

The Fund is available for purchase through investment advisors or directly through us (minimums apply). 

MAXAM ARBITRAGE FUND DETAILS
TypeArbitrage / Event-drivenValuation & Pricing Frequency Daily
StructureSimplified Prospectus Alternative Mutual FundMinimum Investment$1,000
Fund Inception DateOctober 1, 2020Short Term Trading Fee2% if within first 30 days
Risk RatingLow to MediumEligible ProvincesAll provinces except Quebec
Distribution FrequencyAnnually, if applicableAuditor / LegalKPMG / Borden Ladner Gervais LLP
Prime BrokerTD SecuritiesAdministratorSGGG Fund Services
 Management FeePerformance FeeTrailer FeeFundserv Code
Class F
0.90%
15%
-
MXM105
Class A
1.90%
15%
1.00%
MXM101

Maxam Diversified Strategies Fund

The Maxam Diversified Strategies Fund is available to accredited investors or those who meet other applicable exemptions. 

The Fund is available for purchase through investment advisors or directly through us (minimums apply). 

INVESTMENT ADVISOR DETAILS
SeriesSeries FSeries C
FundSERV CodeMXM700MXM600
Management Fee1%2%
Performance Fee20%20%
High WatermarkYes (no-reset)Yes (no-reset)
Trailer Feenil1%
Series Inception DateDecember 31, 2012January 31, 2013

Investment Subscription Instructions

All initial and subsequent purchases require the completion of a subscription agreement that must be delivered to Maxam by the month-end purchase deadline.

MAXAM DIVERSIFIED STRATEGIES FUND STEP-BY-STEP

1. Complete and sign subscription agreement:

– Investor Information (Individuals Pages 7-8, Corporations and Non-Individuals Pages 9-10)

– Investor signs on page 7 (Individuals), page 9 (Corps/Non-Individuals) (Note: Discretionary PM’s can also sign)

– Advisor signs on page 8 (Individuals), or page 10 (Corps/Non-Individuals)

– Please check appropriate box in the Investor Certificate section regarding Accredited Investor status/purchase exemption

– Complete appropriate Appendix (C, D, E) as applicable per disclosure in Investor Certificate section

2. Enter order on FundSERV: Series F LIM700; Series C LIM600

3. Submit completed subscription agreement to Maxam by month-end purchase deadline:

– Send completed agreement to [email protected]

– Investment deadline: 1PM PST / 4PM EST on last business day of month

Bulk subscription form for Discretionary Portfolio Managers available on request
(complete one subscription agreement and enter multiple investor details into spreadsheet)

Please review the fund’s current offering memorandum and consult with your investment advisor before making an investment decision.

Please contact us directly for more information at 604-685-0201 or [email protected]