MAF Advisor

Maxam Arbitrage Fund

Information for Advisors

The Maxam Arbitrage Fund is available to all investors through a simplified prospectus for an alternative mutual fund.

Key Details

  • Investment Risk Rating: Low to Medium
  • Daily pricing & liquidity
  • Registered plan eligible
  • Available through FundServ

Why Invest In This Fund?

  • Consistent returns with low volatility
  • Low correlation to equities and fixed income
  • Tax efficient, primarily capital gains
  • Targeting 6-8% annual returns

Fund Details

Class

FundServ Code

Management Fee

Performance Fee

Trailer Fee

F

MXM105

0.90%

15%

n/a

A

MXM101

1.90%

15%

1.00%

Type

Arbitrage

Distributions

Annually, if applicable

Offering Document

Simplified Prospectus

Short-term trading fee

2% if within first 30 days

Investment Risk Rating

Low to Medium

Eligible Provinces

All Provinces except Quebec

Inception Date

October 1, 2020

Prime Broker | Fund Admin

TD Securities | SGGG

Pricing & Liquidity

Daily

Auditor | Legal Counsel

KPMG | Borden Ladner Gervais

Fund Documents & Additional Information

For more detailed information on the Maxam Arbitrage Fund please contact us.

The information contained in this presentation is intended to provide you with information regarding Maxam Capital Management Ltd. and the funds it manages. Maxam Capital Management Ltd. is the manager for the Maxam Arbitrage Fund. Important information about the Fund is contained in the Fund’s Simplified Prospectus, which should be read before investing. This presentation is neither an offer to sell securities nor a solicitation to sell securities. The securities of the Fund are sold only through IIROC registered dealers in those jurisdictions where it may be lawfully offered for sale. Accredited investors or certain other qualified investors may also purchase securities through Maxam Capital Management Ltd in reliance on certain prospectus exemptions available in National Instrument 45-106. Investors should consult with their own investment advisor and obtain a copy of our applicable Simplified Prospectus and Fund Facts documents before investing in the Fund. Investors should seek advice on the risks of investing in the Fund before investing. This document may contain forward-looking statements. These forward-looking statements are based upon the reasonable beliefs of Maxam Capital Management Ltd. at the time they are made and are not guarantees of future performance, are subject to numerous assumptions, and involve risks and uncertainties about general economic factors which may change over time. Maxam assumes no duty, and does not undertake, to update any forward-looking statement and cautions you not to place undue reliance on these statements as actual events or results may differ materially from those expressed or implied in any forward-looking statements made. Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the Simplified Prospectus before investing. Any indicated rates of return are the historical annual total returns including changes in value and reinvestment of all distributions and does not take into account sales, redemption, distribution or optional charges or income taxes payable by any unitholder that would have reduced returns. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated. This document is not intended to provide legal, accounting, tax or investment advice. Please consult an investment advisor and read the prospectus for the Maxam Arbitrage Fund prior to investing.1Special Purpose Acquisition Company. The Catamaran Corp. merger arbitrage example is provided for information purposes only. Please visit www.maxamcm.com for further information.